| Thread Links | Date Links | ||||
|---|---|---|---|---|---|
| Thread Prev | Thread Next | Thread Index | Date Prev | Date Next | Date Index |
|
In case anyone has the wrong impression, the American Petroleum Institute (API) paragraph cited in Gil’s email excludes the possibility of the API issuing a standard if someone doesn’t license or promise not to exercise (release) their
exclusive patent rights. As commonly defined, that is an opt-out. Thus, the conclusion that API does not permit someone opt-out from licensing their patents for free (or see
highlighted text in email below) is factually the opposite from being correct.
Here’s the text again. “…,
any patent holder may participate in API standards activities, but patents which would be required for compliance with that standard
should not be included in API standards.” – Then the language goes on to say (what Gil highlighted) that if patents are included they must (if and only then) be licensed royalty free or released (free).
I have seen this language misinterpreted this way before, and I hope that API can clarify its language so it doesn’t continue to happen, but I don’t participate in that
organization. To recap, if an API member identifies a SEP that covers a standard, by virtue of notice to API and refusal to promise a royalty free license or accept a release obligation, this API paragraph says that it will not issue the standard. API
could find that patent is somehow determined to be non-essential, or the standard written to exclude claim coverage by that patent. That seems like a pretty convincing opt-out.
From:
Gil Ohana (gilohana) <00000b67ee67ba19-dmarc-request@xxxxxxxx> CAUTION: This email originated from outside of
the organization. Though further comment may not be necessary given the result of the ProCom meeting, I would also note that a number of ANSI accredited standards development organizations have patent policies that
provide for mandatory royalty-free licensing without the possibility of opt-out. The example I am most familiar with is the American Petroleum Institute, a leading trade association and developer
of standards in the US oil and gas industry. The API patent policy is in Section 6.4.2 of the attached document, available on API’s website. For convenience, I am pasting the text of Section 6.4.2 below, with the operative text describing what the licensing
commitment API requires highlighted: 6.4.2 Patents It is API’s intent to fully comply with the 2019 edition of the ANSI
Essential Requirements: Due Process Requirements for American National Standards
and sets forth the following additional policy statements that are also compliant with the 2019 edition. As a general rule, API standards are developed using performance-based language. In accordance with 5.2,
Due Process,
any patent holder may participate in API standards activities, but patents which would be required for compliance with that standard should not be included in API standards. These types of patents may, in exceptional circumstances, be included in API standards provided that: (i) there are significant technical reasons why the standard cannot be drafted without the use of terms covered by patent rights, and (ii) where the patent holder, and any successors or assigns, are bound by an agreement in written or electronic form to a letter of assurance approved by the API Office of General Counsel granting either: a) a royalty free license under reasonable terms and conditions that are demonstrably free of any unfair discrimination to applicants desiring to utilize the license for the purpose of implementing the standard,
or b) a release to API and all users of the document from any claims of patent infringement based on the publication or use of the standard. My dim recollection is that when API adopted this policy around a decade ago, some of the same companies that have (repeatedly) tried to cause ANSI to dis-accredit IEEE-SA sought to challenge ANSI’s re-accreditation of the American Petroleum
Institute. I will try to find additional information about the API reaccreditation dispute and provide it as soon as possible. Thankfully, the companies that sought to cause ANSI to dis-accredit API were no more successful in that effort than they have been
in their (repeated) efforts to dis-accredit the IEEE Standards Association. Best regards, Gil Ohana From: Gil Ohana (gilohana) <00000b67ee67ba19-dmarc-request@xxxxxxxx>
Dear Stephanie, Thank you for your intervention. It’s unfortunate that you shared your extensive comment 45 minutes before the start of the ProCom call, but perhaps you were hoping to avoid a substantive response. Given the time available, I can do no
more than attach ANSI’s 2016 decision rejecting the appeal submitted by Qualcomm, Ericsson, and Alcatel-Lucent challenging ANSI’s decision to reaccredit IEEE-SA following the 2015 adoption of updates to the IEEE-SA Patent Policy. ANSI’s decision disposes
conclusively of a number of the arguments you made in the intervention you submitted shortly before the call. I am also attaching an ANSI publication from last year entitled “Understanding ANSI’s Patent Policy – A Primer”. The text on page 11, copied below, addresses the question of whether royalty-free policies are consistent with the ANSI Essential
Requirements: C. Requirements Relating to Royalty-Free Licenses
An ASD may also customize its patent policy to require only compensation-free types of licensing commitments for essential patent claims, as described in Section 3.1.1(b)(ii) of the Patent Policy.10
As with other terms, such policies also might
contain a mechanism allowing a patent holder to decline to license essential patent claims on compensation-free terms (such as an opt-out provision). (italicization provided by me) As standards professionals well know, “might” is permissive. Had ANSI meant to prohibit the use of royalty-free patent policies without provisions permitting a patentee from refusing to license, ANSI would have used “shall” or “must”,
not “might”. I look forward to the discussion during the ProCom call today. Best regards, Gil Ohana From: Mielert, Stefanie <stefanie.mielert@xxxxxxxxxxxxxxxxx>
Dear David, Dear All, Fraunhofer has reviewed the material provided for Item 6.3 of the 5 August 2021 ProCom meeting, along with some of the material submitted as part of IEEE’s 2021 Reaccreditation application to ANSI. Fraunhofer observes that:
On the RAND aspect in the US context, when an ANSI-accredited standards developer (ASD) provides for compensation free-type of licensing commitments for essential patent claims, there must
also be a reasonable mechanism to allow patent holders to decline to license identified essential patents or essential patent claims on compensation-free terms. Section II of the ANSI Guidelines for Implementation of the ANSI Patent Policy states: An ASD’s Patent Policy may provide for compensation-free types of licensing commitments for essential patent claims, as described in Section 3.1.1 (b)(ii) of the ANSI Essential Requirements,
to the exclusion of other types of commitments. However, such a policy must also contain a reasonable mechanism which would allow a patent holder to decline to license identified essential patents or essential patent claims on compensation-free terms (such
as an opt-out provision). Such a policy must also comply with Section 1.1 of the Essential Requirements, which requires that participation be open to all persons who are directly and materially affected by the standards activity in question, including directly
and materially-affected patent holders who decline to license essential patents or essential patent claims under compensation-free terms. IEEE’s proposals have not allowed for this opt-out. The proposed CLA document and its use rather appear to undermine or call into question the possibility of RAND licensing. This is because participation in any IEEE standards development
activity which involves open source software mandates the use of a CLA, which in turn mandates compensation-free licensing for both copyright (software) and patents. Such a structure does not appear to align well with the voluntary, irrevocable undertakings
provided (or which may in the future be provided) by contributors to IEEE standards. The aim should be to develop clear and transparent processes, which are relevant to both the development of standards in IEEE and the implementation of IEEE standards in the
market. · On the TBT aspects, the IEEE has publicly stated its commitment to the
WTO TBT Principles: http://globalpolicy.ieee.org/wp-content/uploads/2020/08/IEEE20013.pdf Looking at the US SDO context, Section 1.1 of the ANSI Essential Requirements states participation in an ANS shall be open to all parties who are directly and materially interested in
the activity in question and there shall be no undue financial barriers to participation. The present requirement proposed for the IEEE SA Standards Board Operations Manual (this being subject to ANSI’s reaccreditation) is that a participant in an open source activity must sign
a CLA, and that CLA shall impose a royalty-free patent license. RAND is recognized at policy and law to cater for both (i) the legitimate compensation for contributions to standards development, with it being open to decide whether to allow access on
compensation-free terms and conditions; and (ii) incentives to contribute to sustainable innovation.
It is also recognized as a basic tenet of IP that patents are a different IP asset to copyright (software), and there is no need to tie the license of one to the other. Indeed, all sophisticated
technologies will comprise of many different forms of IP. For cutting-edge, globally-competitive technology developed through SDOs, the development of such technology is achieved by open and broad participation by all different types of contributors. IEEE´s 2021 ANSI reaccreditation application remains in progress. A complete record or summary of the public comments received as part of that application process has not been provided along with the material presented
on Item 6.3 of the IEEE ProCom meeting agenda. With respect, the material which has been provided as part of Item 6.3 does not appear to address the comments submitted to ANSI for IEEE´s 2021 reaccreditation, or risks noted above. We look forward to the meeting today, and can be available to further elaborate on the above. Sincerely, Stefanie Mielert ----- Kind regards / Mit freundlichem Gruss, Stefanie Mielert Rechtsanwältin Fraunhofer Gesellschaft zur Förderung der angewandten Forschung e.V./ Fraunhofer Institut für Integrierte Schaltungen IIS Am Wolfsmantel 33 * 91058 Erlangen * http://www.fraunhofer.de Phone: +49 (0) 9131 776 6137 Mobile: +49 (0) 173 929 6369 Von:
Dave Ringle <d.ringle@xxxxxxxx> The 05 August 2021 ProCom agenda is available at https://standards.ieee.org/content/dam/ieee-standards/standards/web/governance/procom/agenda.pdf ****************************************************************** To unsubscribe from the PP-DIALOG list, click the following link:
https://listserv.ieee.org/cgi-bin/wa?SUBED1=PP-DIALOG&A=1
To unsubscribe from the PP-DIALOG list, click the following link:
https://listserv.ieee.org/cgi-bin/wa?SUBED1=PP-DIALOG&A=1 To unsubscribe from the PP-DIALOG list, click the following link:
https://listserv.ieee.org/cgi-bin/wa?SUBED1=PP-DIALOG&A=1 To unsubscribe from the PP-DIALOG list, click the following link: https://listserv.ieee.org/cgi-bin/wa?SUBED1=PP-DIALOG&A=1
To unsubscribe from the PP-DIALOG list, click the following link: https://listserv.ieee.org/cgi-bin/wa?SUBED1=PP-DIALOG&A=1 |